-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EOTw7VxPwXhKN1M5eGcv/cpS96vjeq8oEzkkgjwcYTnR8ffZ1/TPdxMYbtcN03Fi Sbl9G5agigLBig4DqgAAag== 0000950123-05-014921.txt : 20051219 0000950123-05-014921.hdr.sgml : 20051219 20051219152959 ACCESSION NUMBER: 0000950123-05-014921 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON OFFSHORE INC CENTRAL INDEX KEY: 0001051431 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 760487309 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53849 FILM NUMBER: 051272425 BUSINESS ADDRESS: STREET 1: HORIZON OFFSHORE INC STREET 2: 2500 CITY WEST BLVD., STE. 2200 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 7133612600 MAIL ADDRESS: STREET 1: HORIZON OFFSHORE INC STREET 2: 2500 CITY WEST BLVD., STE. 2200 CITY: HOUSTON STATE: TX ZIP: 77042 SC 13G/A 1 y15580a2sc13gza.txt AMENDMENT #2 TO SCHEDULE 13G OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response......11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* Horizon Offshore, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $1.00 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 44043J105 - -------------------------------------------------------------------------------- (CUSIP Number) October 12, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1745 (12-02) CUSIP NO. 44043J105 13G - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Lloyd I. Miller, III ###-##-#### - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] ----------------------------------------------------------------- (b) [ ] ----------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power Shares 91,865,545 ----------------------------------------------------- Beneficially 6. Shared Voting Power Owned by 37,984,386 ----------------------------------------------------- Each 7. Sole Dispositive Power Reporting 76,450,084 ----------------------------------------------------- Person With: 8. Shared Dispositive Power 53,399,847 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 129,849,931 - -------------------------------------------------------------------------------- 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 19.3% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN-IA-OO** - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- **See Item 4. THE REPORTING PERSON HAS FILED THIS SECOND AMENDMENT TO SCHEDULE 13G (THE "STATEMENT") TO REPORT THAT THE "DATE OF THE EVENT WHICH REQUIRES THE FILING" (THE "FILING DATE") AS STATED IN THE FIRST AMENDMENT TO THE STATEMENT WAS INCORRECT. THE CORRECT FILING DATE WAS OCTOBER 12, 2005. Item 1(a). Name of Issuer: Horizon Offshore, Inc. Item 1(b). Address of Issuers's Principal Executive Offices: 2500 CityWest Boulevard, Suite 2200 Houston, Texas 77042 Item 2(a). Name of Person Filing: Lloyd I. Miller, III Item 2(b). Address of Principal Business Office or, if None, Residence: 4550 Gordon Drive, Naples, Florida 34102 Item 2(c). Citizenship: U.S.A. Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 44043J105 Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable, this statement is filed pursuant to 13d-1(c) Item 4. OWNERSHIP: The reporting person has sole voting power with respect to 91,865,545 of the reported securities as (i) an individual, (ii) a manager of a limited liability company that is the general partner of certain limited partnerships, (iii) the trustee to a grantor retained annuity trust, (iv) the trustee to certain generation skipping trusts and (v) the custodian to an account set up under the Florida Uniform Gift to Minors Act. The reporting person has shared voting power with respect to 37,984,386 shares of the reported securities as an investment advisor to the trustee of a certain family trust. The reporting person has sole dispositive power with respect to 76,450,084 of the reported securities as (i) an individual, (ii) a manager of a limited liability company that is the general partner of certain limited partnerships, (iii) the trustee to certain generation skipping trusts and (iv) the custodian to an account set up under the Florida Uniform Gift to Minors Act. The reporting person has shared dispositive power with respect to 53,399,847 of the reported securities as (i) an investment advisor to the trustee of a certain family trust and (ii) the trustee to a grantor retained annuity trust. (a) 129,849,931 (b) 19.3% (c) (i) sole voting power: 91,865,545 (ii) shared voting power: 37,984,386 (iii) sole dispositive power: 76,450,084 (iv) shared dispositive power: 53,399,847 Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not Applicable Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Persons other than Lloyd I. Miller III, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the reported securities. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not Applicable Item 9. NOTICE OF DISSOLUTION OF GROUP: Not Applicable Item 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: December 19, 2005 /s/ Lloyd I. Miller, III ---------------------------- Lloyd I. Miller, III -----END PRIVACY-ENHANCED MESSAGE-----